Mark Graham Hein

Current Employers

Employment History

• 05/2001 → 09/2016
  Wall Street Financial Group
  Minneapolis, MN
• 09/2016 → 06/2024
  Securities America, Inc.
  Wayzata, MN
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Wayzata, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Wayzata, MN

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Wayzata, MN
• 2005-12-21 → 2016-09-23
  Wall Street Financial Group, Inc.
  Plymouith, MN
  Wayzata, MN
  Victor, NY
  Plymouth, MN

Other Businesses

1. Stone Bridge Advisors - DBA 2. M. G. HEIN LTD POSITION: Sales NATURE: Life Insurance / Indexed Annuities sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/31/1998 ADDRESS: 1905 Wayzata Blvd., Suite #250, Wayzata MN 55391 DESCRIPTION: I sell life insurance and indexed annuities 3. MELBAS, LLC POSITION: Investor NATURE: Minority Owner in a commercial property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2019 ADDRESS: 1154 Grand Avenue, St. Paul MN 55105 DESCRIPTION: I have no responsibilities with the day-to-day operations of the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-10
• S63 Uniform Securities Agent State Law Examination
  1998-08-31