Steven Paul Gallo

Current Employers

Employment History

• 01/2000 → Present
  Us Financial Services,Llc
  Fairfield, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Fairfield, NJ
• 06/2010 → Present
  Kestra Investment Services, Llc
  Fairfield, NJ

Previous Registrations

• 2006-03-22 → 2010-07-23
  U.S. Financial Services, Llc
  Fairfield, NJ
• 2003-06-03 → 2010-06-11
  New England Securities
  Fairfield, NJ
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

Business Name: 375 Passaic LLC Investment Related: No Address: 375 Passaic Ave Fairfield NJ 07004 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 1/5/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: manage the property, collect rents pay billsBusiness Name: Lloyd and Helen Astmann 2002 Irrev Trust Investment Related: No Address: 652 Beverwyck Place Paramus NJ 07652 Nature of Business: Other Other/None of the Above Trustee Position, Title or Relationship: Other,Trustee Start Date: 3/8/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: TrusteeBusiness Name: US Financial Services,LLC Investment Related: Yes Address: 375 Passaic Ave Fairfield NJ 07004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Member Start Date: 1/1/2000 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Client relationship and administrative partnerBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Preferred Pensions, LLC Investment Related: Yes Address: 3 Garret Mountain Plaza, Suite 201 Woodland Park NJ 07424 Nature of Business: Consulting Position, Title or Relationship: Member Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administration

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-10

Designations