Robert James Gipp

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Raleigh, NC
• 11/2016 → 01/2017
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 01/2017 → Present
  Rbc Capital Markets, Llc
  Raleigh, NC
• 11/2018 → Present
  City National Bank
  Raleigh, NC

Previous Registrations

• 2012-12-22 → 2017-01-23
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Durham, NC

Other Businesses

Name: Carolina Junior Hurricanes Hockey Association Address: PO Box 61400 Raleigh, NC 27661 Business Description: Youth Hockey Organization Business is not investment related Projected Start Date: 08/31/20 Capacity: Other Duties Performed: Coach of youth ice hockey team Devoted to this OBA per Month: 4 Hours Devoted to this OBA during business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2012-12-21
• S65 Uniform Investment Adviser Law Examination
  1996-08-13
• S63 Uniform Securities Agent State Law Examination
  1996-08-09

Other Names

• Bob Gipp