Steven John Troccoli

Current Employers

Seasons Of Advice Wealth Management

120 West 45Th Street, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-08-08
TX	RA	APPROVED_RES	2020-11-03

NY RA
APPROVED

Since 2022-08-08
TX RA
APPROVED_RES

Since 2020-11-03

Branch Locations

120 West 45Th Street 14Th Floor, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	New York	NY	07/1996	12/2016
Seasons Of Advise	Nyc	NY	01/2017	11/2020
Soa Wealth Advisors, Llc	New York	NY	11/2020	Present

07/1996 → 12/2016

Ameriprise Financial Services, Inc.

New York, NY
01/2017 → 11/2020

Seasons Of Advise

Nyc, NY
11/2020 → Present

Soa Wealth Advisors, Llc

New York, NY

Previous Registrations

2019-01-04 → 2020-11-02

Seasons Of Advice Wealth Management, Llc

New York, NY

Other Businesses

REAL ESTATE OWNERSHIP: MULTI-FAMILY; YONKERS, NY 10704; NOVEMBER 1994. OTHER BUSINESS ACTIVITIES: BENNETT AVENUE REALTY Corp; CORPORATION; FAMILY REAL ESTATE HOLDING CORP.; SHARE HOLDER; YONKERS, NY 10701; NOT INVESTMENT RELATED; JULY 2015, 1-9 HOURS PER MONTH; 0 DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-09-05

S63 Uniform Securities Agent State Law Examination

1996-09-05

Designations

View on SEC IAPD

Current Employers

Seasons Of Advice Wealth Management

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews