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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-24 |
| CA | RA | APPROVED | 2008-12-19 |
| TX | RA | APPROVED | 2008-12-18 |
Branch Locations
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
Mount Pleasant, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 12/2008 | Present |
Arizina Alpha Housing Corporation / 60 E Rio Salado Parkway Tempe,Arizona 85281 / Other/ Education / Assist the undergraduates of Sigma Phi Epsilon at Arizona State University in managing the housing for the members. / Member of Board of Directors / / Advise undergraduates on the management of a house for undergraduates. / Start Date 07/01/2017/ Non Profit Housing Corporation /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-07 |
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