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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloomingdales Inc | Ny | NY | 03/2015 | 01/2017 |
| Joseph Small | Fort Myers | FL | 04/2022 | 05/2022 |
| T. Rowe Price Group, Inc. | Owings Mills | MD | 06/2025 | Present |
| Unemployed | Delray Beach | FL | 01/2024 | 01/2024 |
| United States Department Of Commerce | Ny | NY | 07/2019 | 07/2020 |
| Unemployed | Ny | NY | 02/2017 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Boca Raton | FL | 04/2021 | 11/2021 |
| Northwestern Mutual Investment Services Llc | Boca Raton | FL | 04/2021 | 11/2021 |
| Northwestern Mutual Wealth Management Company | Boca Raton | FL | 08/2021 | 11/2021 |
| New York Life Insurance Company | Palm Beach Gardens | FL | 11/2021 | 03/2022 |
| Unemployed | Boynton Beach | FL | 08/2020 | 03/2021 |
| Target Corporation | Ny | NY | 09/2017 | 09/2019 |
| Northwestern Mutual Investment Services Llc | Boca Raton | FL | 04/2022 | 05/2022 |
| Northwestern Mutual Wealth Management Company | Boca Raton | FL | 04/2022 | 05/2022 |
| Eagle Strategies, Llc | Palm Beach Gardens | FL | 02/2022 | 03/2022 |
| Nylife Securities Llc | Palm Beach Gardens | FL | 12/2021 | 03/2022 |
| Generational Equity Llc | Fort Lauderdale | FL | 06/2022 | 07/2022 |
| Mutual Of Omaha Insurance Company | Boca Raton | FL | 10/2022 | 08/2023 |
| Mutual Of Omaha Investor Services | Boca Raton | FL | 10/2022 | 08/2023 |
| T. Rowe Price Group, Inc. | Owings Mills | MD | 02/2024 | 06/2025 |
| Uber Technologies, Inc. | Delray Beach | FL | 12/2023 | 12/2023 |
| Unemployed | Delray Beach | FL | 09/2023 | 11/2023 |
| Hallmark Global Technologies, Inc. | Boynton Beach | FL | 08/2022 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-10 |
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