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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-04 |
| NY | RA | APPROVED | 2022-08-03 |
Branch Locations
90 Park Ave 17Th Fl, New York, NY 10016 • United States
Prt Washingtn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Double Aa Holdings Llc | Port Washington | NY | 01/2020 | 08/2020 |
| Unemployed | Port Washington | NY | 09/2019 | 01/2020 |
| Bruderman Brothers Llc | New York | NY | 12/2016 | 09/2019 |
| Unemployed | Port Washington | NY | 07/2016 | 12/2016 |
| Northwestern Mutual Life Insurance Company | New York | NY | 08/2020 | 06/2022 |
| Northwestern Mutual Investment Services Llc | New York | NY | 07/2020 | 06/2022 |
| Northwestern Mutual Wealth Management Company | New York | NY | 05/2021 | 06/2022 |
| Mml Investors Services, Llc | New York | NY | 07/2022 | Present |
| Massmutual Life Insurance Company | New York | NY | 07/2022 | Present |
Name: Andrew Klein / LWS Financial Inv rel: Y Add: 90 Park Avenue, 17th Floor New York NY 10016 Nature: Outside Insurance; Life, Disability, Long-term care, Fixed annuities, and Health Position: Agent Start date: 07/01/2022 No. HR/MO: 30 No. HR/MO dur trading: 30
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-22 |
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