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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-16 |
| TX | RA | APPROVED_RES | 2021-12-16 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Antelope, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roseville | CA | 07/2016 | 07/2017 |
| National Planning Corporation | Antelope | CA | 08/2017 | 10/2017 |
| Securities America, Inc. | Antelope | CA | 10/2017 | 11/2021 |
| Securities America Advisors | Antelope | CA | 10/2017 | 12/2021 |
| Lpl Financial, Llc | Antelope | CA | 12/2021 | Present |
1) 04/09/2019 - DBA for LPL Business (entity for LPL business) / Brady Investments & Wealth Planning / Investment Related / Antelope, CA 95843 2) 08/01/2012 - Real Estate Rental / Jonathan Brady / Investment Related / 0Hrs/Mo During Trading / 2188 Sandra Drive Napa, CA 3) 2016 - Notary / Jonathan Brady / Investment Related / 0Hrs/Mo During Trading / Antelope, CA 95843
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-30 |
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