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CRD 2766799
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-01-03 |
| NM | RA | APPROVED | 2016-12-21 |
| TX | RA | APPROVED_RES | 2006-10-03 |
| CO | RA | APPROVED | 2001-09-28 |
| CA | RA | APPROVED | 2001-09-17 |
Branch Locations
1710 Jet Stream Dr Ste 205, Colorado Springs, CO 80921 • United States
7335 E Orchard Rd, Greenwood Village, CO 80111-2582 • United States
4720 W Maverick Ln Ste 105, Lakeside, AZ 85929 • United States
102 S Union Ave Ste 101, Pueblo, CO 81003-3408 • United States
6501 Wyoming Blvd Ne Bldg E, Albuquerque, NM 87109 • United States
1845 Mcculloch Blvd N Ste A12, Lake Havasu City, AZ 86403 • United States
750 Main Street, Grand Junction, CO 81501 • United States
Franktown, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Colorado Springs | CO | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Englewood | CO | 03/2020 | Present |
Business Ownership; Chasing Monarchs, Inc.; ; Business support services; 1710 Jet Stream Dr Suite 205Colorado Springs, CO 80921, ,; ; 01/01/2011; 40 to 59 hours per month; / Creekside Springs, LLC; ; Real Estate Management; 1710 Jet Stream Drive, Suite 205Colorado Springs, CO 80921, ,; ; 03/01/2011; 1 to 9 hours per month; / Monarch systems; Budget projections, accounting, strategic planning; Import and distribution; 16 Inverness Place East Building B, , Englewood, CO, 80112; Not Investment-Related; 12/14/2019; 1 to 9 hours per month; 0 during trading hours / Maez Family Holdings, LLC; Management; General business management; 16 INverness Place East, Building B, , Englewood, CO, 80112; Investment-Related; 11/30/2021; 1 to 9 hours per month; 0 during trading hours / Monarque; Paying bills and office administration; Office administration; 16 Inverness Place East, Building B, , Englewood, CO, 80112; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 0 during trading hours / Soaring Monarchs, LLC; Owner; Real Estate; 1139 E Rim Rd, , Franktown, CO, 80116; Not Investment-Related; 05/11/2012; 1 to 9 hours per month; 0 during trading hours / Grato Monarchs, LLC; Member and operations of entity; Real Estate; 7335 E. Orchard Road, , Greenwood Village, CO, 80111; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 0 during trading hours / Chrysalis Tax; Owner; Tax Preparation; 7335 E. Orchard Road, , Greenwood Village, CO, 80111; Not Investment-Related; 02/02/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-03 |
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