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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1996-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Amarillo | TX | 06/1996 | Present |
| Bank Of America, N.A. | Amarillo | TX | 12/2009 | Present |
I*54673FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CAPROCK CANYON INVESTMENTS, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:AMARILLO, TEXAS 79106NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/25/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TO HOLD RENTAL REAL ESTATE INVESTMENTSWILSON RANCH, AMARILLO, TX 79109 - HRS DEVOTED TO ACTIVITY - 1-10, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/16/87, POSITION - OTHER; FAMILY RANCHING AND OIL AND GAS INTERESTS. MY FAMILY AND I OWN A RANCH WITH OIL AND GAS PRODUCTION. I*77521FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VEVOV LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:PERRYTON, TEXAS 79070NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 5/19/2014NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY 2 SISTERS AND I INHERITED A RANCH IN 2013. ALL UNDIVIDED INTERESTS. WE DECIDED IT WOULD BE EASIER TO ACCOUNT FOR EACH PERSON'S PORTION OF INCOME AND EXPENSES BY FORMING AN LLC. I*81908FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VELRICK WILSONINVESTMENT RELATED: NADDRESS OF BUSINESS:AMARILLO, TEXAS 79106NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/14/1982NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OIL AND GAS ROYALTY INTERESTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-07 |
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