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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-14
IN RA APPROVED 2018-12-07
  • TX RA
    APPROVED_RES
    Since 2025-03-14
  • IN RA
    APPROVED
    Since 2018-12-07

Branch Locations

9910 Dupont Circle Drive East Suite 100, Ft. Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Ft. Wayne IN 09/2014 12/2018
Raymond James & Associates Ft. Wayne IN 12/2018 Present
  • 09/2014 → 12/2018
    Pnc Investments
    Ft. Wayne, IN
  • 12/2018 → Present
    Raymond James & Associates
    Ft. Wayne, IN
Previous Registrations
  • 2012-11-20 → 2018-12-11
    Indianapolis, IN
    Liberty Township, OH
    Indianapolis, IN
    Indianapolis, IN
    Fort Wayne, IN
    Lincoln Park, MI
    La Porte, IN
    Taylor, MI
    Elkhart, IN
    Holland, OH
    Toledo, OH
    Fort Wayne, IN
    South Bend, IN
    Michigan City, IN
    Granger, IN
    Whitehouse, OH
    Fort Wayne, IN
    Fort Wayne, IN
    Sylvania, OH
    Fort Wayne, IN
    Napoleon, OH
    Granger, IN
    Toledo, OH
    Sylvania, OH
    Fort Wayne, IN
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Maumee, OH
    Toledo, OH
  • 2011-12-06 → 2012-11-05
    Indianapolis, IN
  • 2009-11-13 → 2011-11-21
    Carmel, IN
    Indianapolis, IN
  • 2009-03-26 → 2009-11-13
    Natcity Investments, Inc.
    Indianapolis, IN
  • 2009-03-12 → 2009-03-17
    Waddell & Reed
    Charleroi, PA
  • 2004-07-28 → 2009-01-21
    Morgan Keegan & Company, Llc
    Indianapolis, IN
    Birmingham, AL
    Indianapolis, IN
    Indianapolis, IN
    Memphis, TN
  • 2001-10-19 → 2004-08-10
    Union Planters Investment Advisors, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-04
S63 Uniform Securities Agent State Law Examination 1996-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-06-04
  • S63 Uniform Securities Agent State Law Examination
    1996-07-30
Other Names
  • Lee Roger Cook
  • Lee Cook

View on SEC IAPD

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