Lee Roger Cook

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2018
  Pnc Investments
  Ft. Wayne, IN
• 12/2018 → Present
  Raymond James & Associates
  Ft. Wayne, IN

Previous Registrations

• 2012-11-20 → 2018-12-11
  Pnc Wealth Management Llc
  Indianapolis, IN
  Liberty Township, OH
  Indianapolis, IN
  Indianapolis, IN
  Fort Wayne, IN
  Lincoln Park, MI
  La Porte, IN
  Taylor, MI
  Elkhart, IN
  Holland, OH
  Toledo, OH
  Fort Wayne, IN
  South Bend, IN
  Michigan City, IN
  Granger, IN
  Whitehouse, OH
  Fort Wayne, IN
  Fort Wayne, IN
  Sylvania, OH
  Fort Wayne, IN
  Napoleon, OH
  Granger, IN
  Toledo, OH
  Sylvania, OH
  Fort Wayne, IN
  Toledo, OH
  Toledo, OH
  Toledo, OH
  Maumee, OH
  Toledo, OH
• 2011-12-06 → 2012-11-05
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
• 2009-11-13 → 2011-11-21
  Pnc Wealth Management Llc
  Carmel, IN
  Indianapolis, IN
• 2009-03-26 → 2009-11-13
  Natcity Investments, Inc.
  Indianapolis, IN
• 2009-03-12 → 2009-03-17
  Waddell & Reed
  Charleroi, PA
• 2004-07-28 → 2009-01-21
  Morgan Keegan & Company, Llc
  Indianapolis, IN
  Birmingham, AL
  Indianapolis, IN
  Indianapolis, IN
  Memphis, TN
• 2001-10-19 → 2004-08-10
  Union Planters Investment Advisors, Inc.
  Indianapolis, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-04
• S63 Uniform Securities Agent State Law Examination
  1996-07-30

Other Names

• Lee Roger Cook
• Lee Cook