Stuart Conley

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 07/2022
  National Securities Corporation
  New York, NY
• 02/2014 → 07/2022
  National Asset Management
  New York, NY
• 07/2022 → Present
  B. Riley Wealth Management
  New York, NY
• 07/2022 → Present
  B. Riley Wealth Advisors
  Memphis, TN

Previous Registrations

• 2013-07-02 → 2014-02-25
  Further Lane Asset Management, Llc
  New York, NY
• 2006-12-01 → 2013-07-22
  Ubs Financial Services Inc.
  New York, NY
  New York, NY
• 2005-10-14 → 2006-12-04
  Oppenheimer & Co. Inc.
  New York, NY
  New York, NY

Other Businesses

1)HYPERION WEALTH ADVISORS LLC, NEW YORK, NY INVESTMENT RELATED. DBA FOR ASSET MANAGMENT, IAR, FINANCIAL PLANNING.FOUNDING PARTNER (MEMBER)START 1-2014, 250 HRS PER MONTH 2JUNO CAPITAL,LLC,INVESTMENT RELATED, NY, NY. PASS THROUGH FOR BUSIESS EXPENSES.OWNER. START 2/2014. 3)SIXTEENTH ST OWNERS INC; NON INVESTMENT RELATED; 55 W 16th ST NY, NY 10011; COMMON OWNERSHIP APARTMENT BUILDING; CO OWNER, BOARD OFFICER, TEMP PRESIDENT; START DATE 2000; 3 HOURS/MONTH DEVOTED 1 DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-27
• S63 Uniform Securities Agent State Law Examination
  1996-08-01