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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-25 |
| RI | RA | APPROVED | 2023-06-13 |
| NV | RA | APPROVED | 2023-05-12 |
| MN | RA | APPROVED | 2023-04-28 |
| IL | RA | APPROVED | 2023-01-19 |
| OR | RA | APPROVED | 2023-01-19 |
| VT | RA | APPROVED | 2022-12-12 |
| DE | RA | APPROVED | 2021-04-26 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-12-04 |
| ME | RA | APPROVED | 2019-07-18 |
| UT | RA | APPROVED | 2019-04-15 |
| OK | RA | APPROVED | 2019-01-09 |
| GA | RA | APPROVED | 2018-09-10 |
| MD | RA | APPROVED | 2018-06-27 |
| OH | RA | APPROVED | 2016-05-31 |
| AZ | RA | APPROVED | 2015-10-15 |
| FL | RA | APPROVED | 2013-07-17 |
| WA | RA | APPROVED | 2011-10-24 |
| PA | RA | APPROVED | 2011-04-05 |
| MA | RA | APPROVED | 2011-03-24 |
| NC | RA | APPROVED | 2010-07-14 |
| WI | RA | APPROVED | 2008-06-16 |
| LA | RA | APPROVED | 2008-03-17 |
| VA | RA | APPROVED | 2007-08-03 |
| CA | RA | APPROVED | 2003-02-26 |
| CO | RA | APPROVED | 2002-09-09 |
| MO | RA | APPROVED | 2002-09-04 |
| TX | RA | APPROVED | 1999-05-03 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Houston | TX | 09/1998 | Present |
| Park Avenue Securities Llc | Houston | TX | 05/1999 | Present |
| Guardian Life Insurance Company | Houston | TX | 06/2024 | Present |
| Park Avenue Securities | Houston | TX | 06/2024 | Present |
1. Non-Guardian Group 1 Products-sell products outside of Guardian that are allowed based on my group 1 license, Start: 05/01/1996, Address: 328 W 34th St. Houston, TX 77018, Hrs per month - Tot/Bus: 8/4, Investment related, 2. Music Business-Entertainment, Start: 11/01/2008, Address: 328 W 34th St. 328 Houston, TX, 2 non bus hrs per month, Not investment related, 3) The Rebellion, LLC-Purchasing Real Estate for renting or selling, Start: 12/01/2009, Address: 328 1/2 W 34th St. Houston, TX 77018, 0 total hours per month, Investment related, Less than 10% annual compensation, 4) The Connely Associates, LLC-operate my insurance business. Start: 04/16/2021, Address: 3040 Post Oak Blvd. Suite 1150 Houston, TX 77056, 20 total hours per month, 20 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Connely Management, LLC-entity to disburse oil royalties, Start: 02/15/2014, Address: 328 W 34th St. Houston, TX 77018, 1 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 6) Skopos, LLC-business partnership with Dale Pieper and Justin Makris set up to hire new employees and run events and purchases through, Start: 04/01/2022, Address: 3040 Post Oak Blvd. Suite 1150 Houston, TX 77056, 1 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-12 |
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