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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2012-01-03
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2012-01-03

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Wantagh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Serives Inc New York NY 09/2010 Present
  • 09/2010 → Present
    Ubs Financial Serives Inc
    New York, NY
Other Businesses

1) Institute for Portfolio Alternatives,washington DCUnited States,Association (e.g. Trade or Industry, Sport),Financial (Consumer & Investment Services),board member,Member of Board of directors,serve as needed on BoD or trade org for Alternative Investment industryStart date -1/1/2026 2) iCapital Networks, nyUnited States-10019, Company, Information Technology, board observer, attend board meeting, start date-7/1/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-30
  • S66 Uniform Combined State Law Examination
    2011-12-30

View on SEC IAPD

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