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John P Walsh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-27
CT RA APPROVED 2016-11-29
  • TX RA
    APPROVED
    Since 2017-07-27
  • CT RA
    APPROVED
    Since 2016-11-29

Branch Locations

45 William St Investment Solutions Group, Wellesley Hills, MA 02481 • United States

3455 Peachtree Rd Ne Investment Solutions Group, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
S63 Uniform Securities Agent State Law Examination 1999-11-08
  • S66 Uniform Combined State Law Examination
    2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    1999-11-08
Other Names
  • John Patrick Walsh

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
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RAYMOND JAMES & ASSOCIATES, INC. · Wellesley, MA
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J.D. CAPITAL PARTNERS LLC · WELLESLEY, MA
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