Chad Thomas Brown

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 11/2016
  Wells Fargo Advisors, Llc
  San Diego, CA
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2018 → 08/2021
  Lpl Financial
  San Diego, CA
• 09/2021 → 12/2024
  Aegis Capital Corp
  New York, NY
• 12/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Cardiff, CA

Previous Registrations

• 2021-09-09 → 2024-12-05
  Aegis Capital Corp.
  Encinitas, CA
  Portland, OR
• 2018-05-11 → 2021-08-17
  Lpl Financial Llc
  San Francisco, CA
  San Diego, CA
• 2014-10-22 → 2018-05-15
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 1999-10-11 → 2003-01-14
  Ubs Financial Services Inc.
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-10-21
• S65 Uniform Investment Adviser Law Examination
  1999-06-05
• S63 Uniform Securities Agent State Law Examination
  1996-07-12

Other Names

• Chad T Brown