Richard See Hung Chiu

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Richard S Chiu Cpa
  New York, NY
• 01/2002 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Chiu & Leung, Llc
  Schaumburg, IL
• 06/2012 → Present
  V & R Properties Llc
  New York, NY
• 10/2022 → Present
  Garvar Properties Llc
  Syosset, NY

Other Businesses

1) RICHARD S. CHIU CPA IS NOT INVESTMENT RELATED AND THE POSITION IS OWNER. AFFILIATION DATE WAS 09/1985 AND APPROX HRS WEEKLY ARE 40. DUTIES ARE MANAGING THE PRACTICE OF A CPA FIRM. 2) NAME OF OTHER BUSINESS: V & R PROPERTIES LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE CONDO RENTAL; START DATE: 6/2012; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RENTING & MAINTAINING PROPERTY; 3) NAME OF OTHER BUSINESS: GARVAR PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RESIDENTIAL RENTAL; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTING OUT AND MAINTAINING PROPERTY; 4) NAME OF OTHER BUSINESS: RICHARD CHIU & GLORIA CHIU; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RESIDENTIAL RENTAL; START DATE: 9/1986; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTING OUT AND MAINTAINING PROPERTY; 5). NAME OF OTHER BUSINESS: CHIU & LEUNG, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING & TAX PREPARATION; START DATE: 01/01/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 16; APX NUMBER OF HOURS DURING TRADING HOURS:3; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING & TAX PREPARATION;

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-09-04