Donna J Rose

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-03-30

OH RA
APPROVED

Since 2021-03-30

Branch Locations

41 South High Street Suite 2700, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Columbus	OH	01/2016	11/2016
Morgan Stanley	Columbus	OH	11/2016	09/2019
Morgan Stanley Private Bank, National Association	New York	NY	02/2017	09/2019
Nationwide Securities Llc	Columbus	OH	10/2019	03/2021
Morgan Stanley	Columbus	OH	03/2021	Present

01/2016 → 11/2016

Morgan Stanley

Columbus, OH
11/2016 → 09/2019

Morgan Stanley

Columbus, OH
02/2017 → 09/2019

Morgan Stanley Private Bank, National Association

New York, NY
10/2019 → 03/2021

Nationwide Securities Llc

Columbus, OH
03/2021 → Present

Morgan Stanley

Columbus, OH

Previous Registrations

2019-11-11 → 2021-03-19

Nationwide Securities, Llc

Grandview Heights, OH
2014-02-07 → 2019-10-07

Morgan Stanley

Columbus, OH
2012-08-27 → 2014-02-17

Principal Securities, Inc.

Columbus, OH
2009-09-14 → 2012-06-29

Stifel, Nicolaus & Company, Incorporated

Dublin, OH
2009-06-01 → 2009-09-24

Morgan Stanley

Columbus, OH
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Columbus, OH

Columbus, OH

Dublin, OH

New York, NY

Columbus, OH
2003-11-19 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Columbus, OH
2001-01-17 → 2003-12-12

Ubs Financial Services Inc.

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-17

S66 Uniform Combined State Law Examination

2003-04-17

Other Names

Donna Jean Rose
Donna Jean Bartow
Donna J Rose

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDELMAN FINANCIAL ENGINES

ACCOLADE ASSET/LIABILITY ADVISORY SERVICES

SIGNATURE EQUITY PARTNERS, LLC

STRATEGIC ADVISERS LLC

PARK AVENUE SECURITIES LLC

W&S BROKERAGE SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE

BEVERLY ANN RESSLER

HEATHER LYNN WITTEN

BRIAN ALOYSIUS CARRETTA

Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH

EDELMAN FINANCIAL ENGINES · COLUMBUS, OH

ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH

SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH

STRATEGIC ADVISERS LLC · COLUMBUS, OH

PARK AVENUE SECURITIES LLC · COLUMBUS, OH

W&S BROKERAGE SERVICES, INC. · Columbus, OH

AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

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