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Lisa Braden

&Partners

Nashville, TN

Mechanicsville, VA

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-19
VA RA APPROVED 2024-06-18
  • TX RA
    APPROVED_RES
    Since 2024-06-19
  • VA RA
    APPROVED
    Since 2024-06-18

Branch Locations

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

Mechanicsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing Glen Allen VA 08/2016 06/2024
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 06/2024
&Partners, Llc Nashville TN 06/2024 Present
  • 08/2016 → 06/2024
    First Clearing
    Glen Allen, VA
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → 06/2024
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 06/2024 → Present
    &Partners, Llc
    Nashville, TN
Previous Registrations
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; WILMINGTON, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 10/22/2012; 2 HOURS PER MONTH; DUTIES LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 1998-04-08
  • S65 Uniform Investment Adviser Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    1998-04-08
Other Names
  • Lisa Carroll Williams
  • Lisa W Braden

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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