Mark Douglas Herman

Current Employers

Employment History

• 06/2005 → 05/2017
  Direct Trading Institutional, L.P.
  Irving, TX
• 07/2006 → 05/2017
  Knight Equity Markets, L.P.
  Jersey City, NJ
• 04/2017 → 12/2017
  Platinum Wealth Partners/Dch Wealth
  St Petersburg, FL
• 01/2018 → 03/2019
  Mutual Advisors/Dch Weath
  St Petersburg, FL
• 03/2019 → Present
  Acorn Financial Advisory Services, Inc.
  Alexandria, VA
• 01/2016 → 04/2017
  N/A
  Lakewood, CO

Previous Registrations

• 2018-01-02 → 2019-03-11
  Mutual Advisors, Llc
  Lakewood, CO
• 2017-08-21 → 2018-01-11
  Platinum Wealth Partners
  Lakewood, CO
  Tampa, FL

Other Businesses

PARTNER; PATH TO AUM LLC; INVESTMENT RELATED: YES; 1521 KING STREET ALEXANDRIA VA 22314 USA; PERSONAL CLOSED INVESTMENT PARTNERSHIP AMONG 3 LICENSED REPRESENTATIVES WITH NO OTHER PARTIES ALLOWED TO PARTICIPATE; INVESTMENT MEMBER - MAINTAIN ALIGNMENT WITH INVESTED INVESTMENT STRATEGIES; START DATE: 2022-05-19; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0.5; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRIANING HOURS: 0; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-21
• S63 Uniform Securities Agent State Law Examination
  1999-04-09

Other Names

• Mark D Herman