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Sally Chandler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Memphis, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2025-05-22
TX RA APPROVED 2018-05-17
TN RA APPROVED 2018-03-22
  • MT RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED
    Since 2018-05-17
  • TN RA
    APPROVED
    Since 2018-03-22

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 06/2012 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Germantown TN 11/2017 Present
Unemployed Memphis TN 07/2017 11/2017
Previous Registrations
  • 2012-06-18 → 2017-07-05
    B. Riley Wealth Management
    Memphis, TN
    Baltimore, MD
  • 2004-05-21 → 2012-04-17
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-20
S63 Uniform Securities Agent State Law Examination 2000-04-27
  • S66 Uniform Combined State Law Examination
    2018-03-20
  • S63 Uniform Securities Agent State Law Examination
    2000-04-27
Other Names
  • Sally Baxley Farrimond
  • Sally Farrimond Chandler

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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