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Steven Sherrill Cox

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Amarillo, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-11-09
  • TX RA
    APPROVED
    Since 1998-11-09

Branch Locations

8101 Sw 34Th Ave, Amarillo, TX 79121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Amarillo TX 11/1998 Present
Bank Of America, Na Amarillo TX 12/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-15
S65 Uniform Investment Adviser Law Examination 1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-08-15
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
Other Names
  • Steve Cox

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · AMARILLO, TX
DOMINION PORTFOLIO MANAGEMENT, INC. · AMARILLO, TX
BLUE HORIZON INVESTMENTS LLC · AMARILLO, TX
SPRING CAPITAL MANAGEMENT · AMARILLO, TX
APPLIED INVESTMENT STRATEGIES, LLC · AMARILLO, TX
ADAMS WEALTH MANAGEMENT · AMARILLO, TX
ASK CAPITAL INVESTMENT MANAGERS · AMARILLO, TX
KITSMAN INVESTMENT MANAGEMENT · AMARILLO, TX

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