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Christopher Anthony Bruno

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8181 Communications Pkwy. Bldg B, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Plano TX 06/2010 Present
Previous Registrations
  • 2010-07-20 → 2012-10-01
    Chase Investment Services Corp.
    Carrollton, TX
    Carrollton, TX
    Farmers Branch, TX
  • 2007-06-13 → 2007-07-30
    Citigroup Global Markets Inc.
    Palm Beach, FL
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-19
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S65 Uniform Investment Adviser Law Examination
    2010-07-19
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06
Designations
Other Names
  • Chris Bruno
  • Christopher A Bruno

View on SEC IAPD

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