Best Investors Account Sign in

Thomas Louis Burnor

Principal Securities, Inc.

Des Moines, IA

Aliso Viejo, CA

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
CA RA APPROVED 2005-12-20
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • CA RA
    APPROVED
    Since 2005-12-20

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Aliso Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Costa Mesa CA 08/2004 Present
Principal Securities Inc Costa Mesa CA 03/2015 Present
  • 08/2004 → Present
    Principal Life Insurance Co
    Costa Mesa, CA
  • 03/2015 → Present
    Principal Securities Inc
    Costa Mesa, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-01
S65 Uniform Investment Adviser Law Examination 1996-07-23
  • S63 Uniform Securities Agent State Law Examination
    1996-08-01
  • S65 Uniform Investment Adviser Law Examination
    1996-07-23
Other Names
  • Tom Burnor

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor