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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-16 |
Branch Locations
3200 Southwest Fwy #1800, Houston, TX 77027 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Directed Services Llc | Houston | TX | 03/2013 | 06/2018 |
| Voya Financial | Houston | TX | 09/2014 | 12/2019 |
| Voya Financial Advisors | Houston | TX | 09/2014 | 12/2019 |
| Voya Financial Partners | Houston | TX | 09/2014 | 12/2019 |
| Voya Retirement Advisors | Houston | TX | 09/2014 | 09/2016 |
| Voya American Equities | Houston | TX | 09/2014 | 12/2019 |
| Axa Equitable | Houston | TX | 02/2020 | 06/2020 |
| Axa Advisors | New York | NY | 02/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2020 | Present |
| Equitable | Houston | TX | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-12 |
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