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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-16
  • TX RA
    APPROVED
    Since 2020-07-16

Branch Locations

3200 Southwest Fwy #1800, Houston, TX 77027 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Directed Services Llc Houston TX 03/2013 06/2018
Voya Financial Houston TX 09/2014 12/2019
Voya Financial Advisors Houston TX 09/2014 12/2019
Voya Financial Partners Houston TX 09/2014 12/2019
Voya Retirement Advisors Houston TX 09/2014 09/2016
Voya American Equities Houston TX 09/2014 12/2019
Axa Equitable Houston TX 02/2020 06/2020
Axa Advisors New York NY 02/2020 06/2020
Equitable Advisors, Llc New York NY 02/2020 Present
Equitable Houston TX 02/2020 Present
  • 03/2013 → 06/2018
    Directed Services Llc
    Houston, TX
  • 09/2014 → 12/2019
    Voya Financial
    Houston, TX
  • 09/2014 → 12/2019
    Voya Financial Advisors
    Houston, TX
  • 09/2014 → 12/2019
    Voya Financial Partners
    Houston, TX
  • 09/2014 → 09/2016
    Voya Retirement Advisors
    Houston, TX
  • 09/2014 → 12/2019
    Voya American Equities
    Houston, TX
  • 02/2020 → 06/2020
    Axa Equitable
    Houston, TX
  • 02/2020 → 06/2020
    Axa Advisors
    New York, NY
  • 02/2020 → Present
    New York, NY
  • 02/2020 → Present
    Equitable
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-14
S63 Uniform Securities Agent State Law Examination 1999-02-12
  • S66 Uniform Combined State Law Examination
    2020-07-14
  • S63 Uniform Securities Agent State Law Examination
    1999-02-12
Other Names
  • Keith Drymond

View on SEC IAPD

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