Thomas John Alexander

Current Employers

Employment History

• 03/2004 → 05/2022
  Principal Life Insurance Co
  Des Moines, IA
• 03/2016 → 05/2022
  Principal Securities Inc
  Des Moines, IA
• 05/2022 → Present
  Lpl Financial, Llc
  Des Moines, IA

Previous Registrations

• 2004-11-10 → 2022-05-26
  Principal Securities, Inc.
  Des Moines, IA
  Des Moines, IA
• 2003-02-07 → 2003-10-03
  Vsr Financial Services, Inc.
  Overland Park, KS
• 2002-05-03 → 2003-02-07
  The Masters, Inc.
  West Des Moines, IA

Other Businesses

1) 5/2022 - DBA for LPL Business (entity for LPL business) - Alexander Investment Services, Inc. - Investment Related - At Reported Business Location(s) 2) 04/14/2026 - Ash Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5 hours per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-26
• S63 Uniform Securities Agent State Law Examination
  1999-09-14

Other Names

• Tom Alexander