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Sean Joseph Conti

LPl Enterprise, LLC

Plano, TX

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Houston TX 07/2016 08/2021
Credent Wealth Managment Auburn IN 08/2021 12/2021
Core Capital Managment And Research, Inc. Houston TX 03/2022 05/2023
Ae Wealth Managment, Llc Topeka KS 06/2023 11/2023
Skyline Wealth Strategies Austin TX 06/2023 11/2023
Pruco Securities Llc Austin TX 11/2023 11/2024
Unemployed Houston TX 12/2021 03/2022
Lpl Enterprise, Llc Austin TX 11/2024 Present
  • 07/2016 → 08/2021
    Houston, TX
  • 08/2021 → 12/2021
    Credent Wealth Managment
    Auburn, IN
  • 03/2022 → 05/2023
    Core Capital Managment And Research, Inc.
    Houston, TX
  • 06/2023 → 11/2023
    Ae Wealth Managment, Llc
    Topeka, KS
  • 06/2023 → 11/2023
    Skyline Wealth Strategies
    Austin, TX
  • 11/2023 → 11/2024
    Austin, TX
  • 12/2021 → 03/2022
    Unemployed
    Houston, TX
  • 11/2024 → Present
    Austin, TX
Previous Registrations
Other Businesses

1) 10/16/2024 - 3266partners, LLC - LLC Created for investing and collecting of firearms - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At Austin, TX - Start Date 08/01/2008 - 1hrs/mth - 0hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-12
S65 Uniform Investment Adviser Law Examination 1997-06-20
  • S63 Uniform Securities Agent State Law Examination
    2024-03-12
  • S65 Uniform Investment Adviser Law Examination
    1997-06-20
Other Names
  • Sean Joseph Conti
  • Sean J Conti

View on SEC IAPD

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