Best Investors Account Sign in

Mitchel Stuart Penn

Oppenheimer & Co. Inc.

New York, NY

Reisterstown, MD

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-03-03
NY RA APPROVED 2021-03-03
  • MD RA
    APPROVED
    Since 2021-03-03
  • NY RA
    APPROVED
    Since 2021-03-03

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Reisterstown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Baltimore MD 04/2012 03/2021
Oppenheimer & Co. Inc. New York NY 03/2021 Present
Previous Registrations
  • 2012-04-19 → 2021-03-09
    Janney Montgomery Scott Llc
    Philadelphia, PA
    Lutherville (Greenspring), MD
    Towson, MD
    Philadelphia, PA
    Towson, MD
    Philadelphia, PA
    Towson, MD
  • 2005-06-30 → 2012-02-24
    Clearbridge Investments
    Baltimore, MD
    Baltimore, MD
  • 2002-09-25 → 2005-06-30
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-14
  • S66 Uniform Combined State Law Examination
    2012-05-14
Designations

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor