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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| MD | RA | APPROVED | 2016-12-07 |
Branch Locations
15 E. Main Street Suite 218, Westminster, MD 21157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chapin, Davis | Baltimore | MD | 08/2005 | 12/2016 |
| Janney Montgomery Scott Llc | Baltimore | MD | 12/2016 | 07/2021 |
| Janney Montgomery Scott Llc | Westminster | MD | 07/2021 | Present |
1) 5 Sisters Standard Poodles; not investment related; Frederick, MD 21702; Dog Breeding; Breeder/Owner; start date:01/09/2015; 4 hrs per month; Own, breed and show standard poodles, sometimes sell puppies
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-19 |
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