James Edward Davis

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Wellsboro, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lancaster, PA

Other Businesses

Business Ownership; 1717 Lititz Pike LLC; ; This will be an LLC that will only be used to own and operate an office building in which our practice will be housed.; 1717 Lititz PikeLancaster, PA 17601, ,; Not Investment-Related; 07/01/2011; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; LJS Group LLC; Owner - Assist the LJS Group LLC in operations and strategic implementation for the firm. Examine the digital platform choices for entity. Provide support to the LJS Group LLC in the areas of Fiduciary advice with a focus on financial planning for Baby Boomers.; ; 1717 Lititz Pike, , Lancaster, PA, 17601; Not Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-18

Designations

• Certified Financial Planner

Other Names

• Jim Davis