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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-22 |
| WA | RA | APPROVED | 2026-04-03 |
| NJ | RA | APPROVED | 2022-09-29 |
| NY | RA | APPROVED | 2022-09-27 |
| PA | RA | APPROVED | 2022-09-27 |
Branch Locations
1596 Union Turnpike, Suite 200 Ms: Ny363, New Hyde Park, NY 11040 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2016 | 07/2019 |
| Unemployed | New York | NY | 08/2013 | 09/2016 |
| E*Trade Securities Llc | Garden City | NY | 07/2019 | 09/2022 |
| E*Trade Capital Management Llc | Garden City | NY | 07/2019 | 09/2022 |
| Citizens Securities, Inc. | New Hyde Park | NY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-01 |
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