James C Blake

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-04

TX RA
APPROVED_RES

Since 2021-11-04

Branch Locations

1585 Broadway, New York, NY 10036 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sidoti & Co	New York	NY	10/2003	08/2021
Morgan Stanley	New York	NY	10/2021	Present
Morgan Stanley & Co., Llc	New York	NY	10/2021	Present

10/2003 → 08/2021

Sidoti & Co

New York, NY
10/2021 → Present

Morgan Stanley

New York, NY
10/2021 → Present

Morgan Stanley & Co., Llc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-07-19

S63 Uniform Securities Agent State Law Examination

1999-07-19

Other Names

James Cullen Blake

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews