Diane Helen Padalino

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 09/2013 → Present
  Bank Of America, N.A.
  Denver, CO

Other Businesses

I*2098282, Entity Type: Fiduciary, Name of OBA: N P Roth IRA, Address: Denver, CO 80210, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 01-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: Power of Attorney/son / direct family

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-14
• S63 Uniform Securities Agent State Law Examination
  1998-10-26

Other Names

• Diane Helen Frail
• Diane Helen Frail