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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-16
  • NY RA
    APPROVED
    Since 2023-11-16

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Chappaqua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ondeck Capital New York NY 04/2013 11/2016
Victory Park Capital New York NY 11/2016 05/2018
Svb Financial Group New York NY 05/2018 04/2019
Neuberger Berman New York NY 04/2019 Present
  • 04/2013 → 11/2016
    Ondeck Capital
    New York, NY
  • 11/2016 → 05/2018
    Victory Park Capital
    New York, NY
  • 05/2018 → 04/2019
    Svb Financial Group
    New York, NY
  • 04/2019 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
S63 Uniform Securities Agent State Law Examination 2007-09-18
  • S66 Uniform Combined State Law Examination
    2023-11-06
  • S63 Uniform Securities Agent State Law Examination
    2007-09-18

View on SEC IAPD

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