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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1776 22Nd Street Suite 101, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | West Des Moines | IA | 07/2012 | 09/2025 |
| Advantage Tax Services | Clive | IA | 05/2009 | Present |
| Michael Hammen | Waukee | IA | 07/2008 | Present |
| Avantax Advisory Services | West Des Moines | IA | 08/2012 | 09/2025 |
| Hammen Consulting | West Des Moines | IA | 07/2013 | Present |
| Avantax Insurance Agency Llc | West Des Moines | IA | 07/2014 | 09/2025 |
| Advantage Financial & Tax Services Llc | Clive | TX | 05/2009 | Present |
| Hammen Properties - Rental Properties | Waukee | ID | 07/2008 | Present |
| Vision Financial Services Llc | West Des Moines | IA | 06/2018 | Present |
| Cetera Wealth Services, Llc | West Des Moines | IA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Mfg Financial Advisors | West Des Moines | IA | 09/2025 | Present |
1) West Des Moines Lions Club~'NIR'~State Office, 4730 Mortensen Rd #115~Ames~IA~50014~Other~Other~7/1/2014~2hrs~0hrs~Serve as the club president for West Des Moines IA. Serve to provide leadership and organizing club civic activities. 2) HAMMEN PROPERTIES POSITION: Owner NATURE: Own rental properties and manage rental properties. May purchase and resell property if the opportunity presents itself on occasion. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 1645 NW 104thSt, Clive IA 50325, United States DESCRIPTION: Manage and maintain rental properties in regard to improvements or repairs as needed. Screen and select tenants. If the opportunity presents itself, may purchase a property and resell. 3) VISION FINANCIAL SERVICES LLC POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 110 START DATE: 06/28/2018 ADDRESS: 1776 22nd Street Suite 101, West Des Moines IA 50266, United States DESCRIPTION: My role is to oversee and consult with clients and staff regarding tax preparation and small business accounting.) 4) NAME OF OTHER BUSINESS: MIDWEST FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: MFG FINANCIAL ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-31 |
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