Best Investors Account Sign in

Scott David Shames

A.G.P. / Alliance Global Partners

New York, NY

Claim This Profile
Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-27
NY RA APPROVED 2022-07-19
  • NJ RA
    APPROVED
    Since 2022-07-27
  • NY RA
    APPROVED
    Since 2022-07-19

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
V-Finance New York NY 04/2003 Present
National Asset Management, Inc. New York NY 12/2010 07/2022
Alliance Global Partners New York NY 07/2022 Present
  • 04/2003 → Present
    V-Finance
    New York, NY
  • 12/2010 → 07/2022
    National Asset Management, Inc.
    New York, NY
  • 07/2022 → Present
    Alliance Global Partners
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-11
S63 Uniform Securities Agent State Law Examination 1996-06-18
  • S66 Uniform Combined State Law Examination
    2010-11-11
  • S63 Uniform Securities Agent State Law Examination
    1996-06-18
Other Names
  • Shames

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor