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Current Employers
Four Points Advisors, Llc

99 Park Avenue Floor 8, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-01
  • NY RA
    APPROVED
    Since 2021-05-01

Branch Locations

99 Park Avenue Floor 8, New York, NY 10016 • United States

Farmingdale, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Four Points Capital Partners New York NY 10/2014 Present
  • 10/2014 → Present
    Four Points Capital Partners
    New York, NY
Other Businesses

1) NAME OF BUSINESS: FOUR POINTS ADVISORS / INVESTED RELATED? YES / ADDRESS: 232 MADISON AVE STE 405, NEW YORK, NY 10016 / NATURE OF BUSINESS: FINANCIAL SERVICES / START DATE: 09/14/2015 / 20 HOURS PER WEEK, DURING TRADING HOURS / DUTIES INCLUDE INVESTMENT ADVISORY/WEALTH MANAGEMENT 2) NAME OF BUSINESS: AER LINGUS / INVESTED RELATED? NO / ADDRESS: 300 JERICHO QUADRANGLE JERICHO, NY 11753 / NATURE OF BUSINESS: CUSTOMER SERVICE / START DATE: 07/26/2016 / 15 HOURS PER WEEK, NOT DURING TRADING HOURS / DUTIES INCLUDE ANSWER CALLS TO CUSTOMER SERVICE DEPARTMENT 3) NAME OF BUSINESS: FOUR POINTS INSURANCE AGENCY / INVESTED RELATED? YES / ADDRESS: 232 MADISON AVE STE 405, NEW YORK, NY 10016 / NATURE OF BUSINESS: INSURANCE/ START DATE: 11/2015 / HOURS: CURRENTLY 0 HRS/ TITLE/DUTIES: INSURANCE BROKER - SOLICIT/SELL INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-24
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    2015-06-24
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09
Other Names
  • Al Denis

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