Richard Simonetti

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → Present
  Nylife Securities Inc.
  Melville, NY
• 08/2005 → Present
  New York Life Insurance Company
  Southfield, MI
• 02/2004 → Present
  Eagle Strategies
  New York, NY
• 04/2012 → Present
  Eagle Strategies Llc
  Sleepy Hollow, NY
• 06/2023 → Present
  Nylife Distributors
  Jersey City, NJ

Previous Registrations

• 2004-02-03 → 2007-05-08
  Eagle Strategies Llc
  Colchester, VT

Other Businesses

[Town of Cortlandt Lacrosse Club; board member-support both the High School and youth program.; 18 Cross Road Cortland Manor NY 10567; Start Date 05/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; resource for helping the coaches in the youth program develop plan to help the kids keep engaged with the sport] Hendrick Hudson School District; 61 Trolley Road Montrose, NY, 10548; not investment related; Volunteer Coach; 15 hours per month not during normal business hours.[Hendrick Hudson Community Educational Foundation ; The Foundation shall encourage members of the Hendrick Hudson Community to contribute financial resources for supporting our community commitment to education., support the development in all area of education..; 2166 Albany Post Road Montrose, NY, 10548; Start Date 05/2026; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; help fund raise and provide direction for the decisions on what programs the funds should be allocated to within the school district][ Hendrick Hudson Varsity Lacrosse Team ; Assistant Varsity Lacrosse Coach; 2166 Albany Post Road Montrose NY 10548; Start Date 05/2026; Role/Title: Volunteer; Not Investment Related; 16 hours per month; 0 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2003-11-18
• S63 Uniform Securities Agent State Law Examination
  1996-07-24

Other Names

• Richard Paul Simonetti