George Michael Morgenroth

Current Employers

Employment History

• 12/2015 → Present
  Lpl Financial Llc
  Rocky Hill, CT
• 12/2021 → Present
  Excel Wealth Management, Llc
  Rocky Hill, CT

Previous Registrations

• 2011-10-27 → 2015-12-17
  Tlg Advisors, Inc.
  New York, NY
  Summit, NJ
  New York, NY
• 2006-06-02 → 2009-11-11
  Pentegra Investors, Inc.
  Shelton, CT

Other Businesses

1. 12/15/2015 - Edgewater Advisors LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 8/6/2015 - 5 Hours Per Month - Time Spent 10%. 2. 04/29/2022 - Excel Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid IAR - Start Date - 01/24/2022 - 100 Hours Per Month/ 4 Hours During Securities Trading - I provide investment advisory services through Excel Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 02/20/2026 - GMM Advisors, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Manchester, CT - Start Date 02/01/2015 - 60 hours per month/ 30 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-19
• S63 Uniform Securities Agent State Law Examination
  1996-09-05

Other Names

• George Michael Morgenroth
• G Michael Morgenroth