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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 1996-07-23 |
Branch Locations
6021 University Blvd Ste 255, Ellicott City, MD 21043-8500 • United States
Ellicott City, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbia | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbia | MD | 03/2020 | Present |
Business Ownership; Nexus Group, Inc.; Legal entity my staff is employed through.; Legal entity my staff is employed through.; 10025 Governor Warfield Pkwy., Ste 209, , Columbia, MD, 21044; Not Investment-Related; 01/01/2006; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; Nexus Group, Inc.; President - Legal entity my staff is employed through.; ; 10025 Governor Warfield Pkwy., Ste 209, , Columbia, MD, 21044; Not Investment-Related; 01/01/2006; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; Interest on Practice Sale; 4.16% interest on $2,250,000 practice sale to Bryce Carlson amortized over 6 years.; 10450 Verdi Ct., , Ellicott City, MD, 21042; Not Investment-Related; 01/22/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-16 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-02 |
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