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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
55 Main Street, Batavia, NY 14020-2199 • United States
3 South Main St., Lyndonville, NY 14098 • United States
54 Main Street, Oakfield, NY 14125 • United States
7300 Transit Road, Williamsville, NY 14221-6074 • United States
Tonawanda, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M & T Securities | West Seneca | NY | 09/2007 | 06/2021 |
| M&T Bank | West Seneca | NY | 09/2007 | Present |
| Lpl Financial Llc | Batavia | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-04 |
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