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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-15 |
| FL | RA | APPROVED | 2023-06-14 |
| IN | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Evansville | IN | 05/1996 | Present |
| Robert W. Baird & Co. Incorporated | Evansville | IN | 10/2019 | Present |
Name/Address: Evansville Aquatics Foundation Board / 100 E. Walnut Street, Evansville, IN 47713 Start Date: Apr 30, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member and Treasurer Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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