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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| CT | RA | APPROVED | 1996-10-01 |
Branch Locations
99 East River Dr Riverview Square 8Th Floor, East Hartford, CT 06108-7301 • United States
4 Main St, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | East Hartford | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | East Hartford | CT | 03/2020 | Present |
Business Ownership; Rising Tides RE LLC; Managing Partner of Real Estate LLC; This is a real estate LLC we have established to administer the office space we occupy.; 99 East River Drive, , East Hartford, CT, 06108; Not Investment-Related; 08/03/2009; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Point O' Woods Association Inc.; Board Member; PO Box 152, , South Lyme, CT, 06376; Not Investment-Related; 06/08/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-28 |
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