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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-04-11 |
| TX | RA | APPROVED | 2006-01-01 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
Fulshear, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Houston | TX | 01/2003 | Present |
BRIGHTMIND LLC, 1127 ELDRIDGE PKWY, #300-179 (P.O. BOX @ UPS STORE), HOUSTON, TX 77077. NOT INVESTMENT RELATED, SINGLE PERSON LLC, OWNER/PRESIDENT, EST 9/8/2010, 7-10 HRS/MONTH, NOT DURING SECURITIES TRADING. RENATAL PROPERTY, MY WIFE AN I OWN A DUPLEX(RESIDENTIAL).2145 SUL ROSS STREET, HOUSTON TX 77098. APPROX ONE HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-05 |
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