Scott Michael Rosenberg

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2003-01-17 → 2015-12-17
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY
• 1999-02-23 → 2003-01-17
  Pershing Llc
  New York, NY

Other Businesses

1) University of Michigan Economics Department 238 Lorch Hall 611 Tappan Avenue / United States/ https://lsa.umich.edu/econ/alumni-friends/ No / Educational Establishment / Start Date 4/1/2015/ 48109 No / No 2) Walnut Holdings LLC/ investment related?: yes/ 18 West 70th street, New York, 10023 US/ Real Estate/ Partnership with a friend that invested in Via West real estate/ just deciding if we should invest in another real estate partnership/ start date: 2/28/2003

Exams

• S66 Uniform Combined State Law Examination
  2021-12-07