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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-15 |
| TX | RA | APPROVED_RES | 2026-01-20 |
Branch Locations
4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Seattle | WA | 01/2007 | 01/2026 |
| Bank Of America, N.A. | Seattle | WA | 07/2011 | 01/2026 |
| Morgan Stanley Smith Barney Llc | Kirkland | WA | 01/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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