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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-21
IA RA APPROVED 2017-09-18
  • TX RA
    APPROVED_RES
    Since 2020-03-21
  • IA RA
    APPROVED
    Since 2017-09-18

Branch Locations

4800 North River Blvd Ne Suite 100, Cedar Rapids, IA 52411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Cedar Rapids ID 04/2008 09/2017
Raymond James Financial Aservices, Inc. Cedar Rapids ID 08/2017 Present
Raymond James Financial Services Advisors Inc. Cedar Rapids IA 09/2017 Present
Plexus Hiawatha IA 04/2018 Present
Previous Registrations
  • 2009-06-01 → 2017-09-18
    West Des Moines, IA
    Cedar Rapids, IA
  • 2008-04-07 → 2009-06-01
    Morgan Stanley & Co. Llc
    West Des Moines, IA
    Cedar Rapids, IA
  • 2008-01-01 → 2008-04-08
    Cedar Rapids, IA
  • 1999-12-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Cedar Rapids, IA
    Cedar Rapids, IA
    St. Louis, MO
Other Businesses

(1)Name of Business: Jerry K. Ask Investment Services Address: 4800 N River Blvd NE Ste 100, Cedar Rapids, IA, 52411, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/15/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Planning / Investments

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1999-10-19
Other Names
  • Christine Kay Ferring
  • Christine Kay Fink
  • Christine Kay Dierks

View on SEC IAPD

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