David James Hartman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 06/2024
  Securities America, Inc.
  Folsom, CA
• 02/2003 → 06/2024
  Securitites America Advisors, Inc.
  Folsom, CA
• 07/2008 → Present
  Shield Financial Solutions
  Sacramento, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rocklin, CA

Previous Registrations

• 2003-02-04 → 2024-06-14
  Securities America Advisors, Inc.
  Folsom, CA
  Sacramento, CA
  Folsom, CA
  Rocklin, CA

Other Businesses

**SECURITIES AMERICA ADVISORS, INC. INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 11/2000 - LOCATED AT 4145 ROCKLIN ROAD, ROCKLIN, CA 95677 *SHIELD FINANCIAL SOLUTIONS POSITION: insurance agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 10/1996 - LOCATED AT 4145 Rocklin Road Rocklin, Ca 95677 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1996 ADDRESS: 4145 Rocklin Road, Rocklin CA 95677, United States DESCRIPTION: Selling life, health, and DI insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-22
• S63 Uniform Securities Agent State Law Examination
  1996-09-26

Other Names

• David J Hartman