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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-17 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dallas | TX | 12/2010 | 08/2018 |
| 360 Wealth Management, Llc | Dallas | TX | 03/2013 | 08/2018 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 08/2018 | 04/2020 |
| Raymond James Financial Services, Inc. | Dallas | TX | 04/2020 | 10/2023 |
| Raymond James Financial Services Advisors, Inc. | Dallas | TX | 04/2020 | 10/2023 |
| Elite Financial Management | Dallas | TX | 04/2021 | 10/2023 |
| Rbc Capital Markets, Llc | Frisco | TX | 10/2023 | Present |
(1)Name of Business: Address: 2805 Amesbury drive, Plano , TX, 75093, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: collect rent ,talk directly to tenant if any issues with property, own jointly with spouse ,personal first home we rent out (2)Name of Business: SUSA Insurance/ Prosperity Address: 13465 Midway Road, Dallas, TX, 75244, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/22/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: agent application (3) NAME OF ENTITY: 2813 Raintree Drive / rental property ADDRESS: 2813 Raintree Plano, TX 75074 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Wife's Rental Property START DATE: 07.01.23 CAPACITY: Owner - Passive DUTIES: Correspond with tenant time to time HOURS DEVOTED PER MONTH: 0.1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-22 |
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