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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-06-28
  • NJ RA
    APPROVED
    Since 2016-06-28

Branch Locations

921 Pleasant Valley Avenue, Suite 120, Mt. Laurel, NJ 08054 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Moorestown NJ 09/2007 Present
Private Advisor Group, Llc Morristown NJ 06/2016 Present
Previous Registrations
  • 2003-10-14 → 2007-10-04
    A. G. Edwards & Sons, Inc.
    Marlton, NJ
    Marlton, NJ
Other Businesses

1. 12/21/2016 - FS Private Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/17/2012 - 40 Hours Per Month/5 Hours During Securities Trading. 2. 12/29/2016 - FS Private Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/15/2016 - 125 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through FS Private Advisors an independent investment advisor firm. I started this business activity in 6, 2016. I expect to spend approximately 125 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL. 3. 12/29/2016 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/15/2016 - 125 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 06, 2016. I expect to spend approximately 125 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL. 4. 01/08/2024 - Foster Holdings I, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/20/2023 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-28
  • S63 Uniform Securities Agent State Law Examination
    2002-05-28
Other Names
  • John P Foster

View on SEC IAPD

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